CustodyStress
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Part of the CustodyStress archive of observed Bitcoin custody incidents
CS-01182

Legal authority constraint — FTX (2023)

Indeterminate
Case description
On 2 November 2023, Sam Bankman-Fried was convicted on all seven counts of fraud and conspiracy in a New York federal court. The conviction—while vindicating creditors—did not immediately unlock their funds. The FTX estate continued to operate under Chapter 11 proceedings managed by John Ray III, with distributions not yet commenced. Creditors who had waited a year since the November 2022 collapse remained blocked while the legal framework for distributions was established.
Custody context
Stress conditionLegal or authority constraint
Custody systemExchange custody
OutcomeIndeterminate
DocumentationUnknown
Year observed2023
CountryUnited States
Structural dependencies observed
Legal process requiredInstitutional cooperation required
What this illustrates
Before anyone could access the funds, a legal process had to be completed first. It's not clear whether anyone ever regained access.
Outcome interpretation
Not enough information is available to determine the outcome.
Source
Publicly Reported
Evidence type
News article
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39 cases involve legal or authority constraint 512 cases involve exchange custody View archive statistics →
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Framework references
Terms guide
Survives
Access remained possible under the reported conditions.
Constrained
Access remained possible, but only with delay, dependence, or significant difficulty.
Blocked
Access was not possible under the reported conditions.
Indeterminate
There was not enough information to determine the outcome.
Single-person knowledge
Recovery depended on information or capability held by one individual who was unavailable.
Institutional dependence
Recovery depended on a third-party institution or service that was inaccessible or uncooperative.
Documentation gap
Recovery depended on instructions that were missing, incomplete, or unclear.
Authority mismatch
The person with legal authority to act did not have operational access, or vice versa.
Original text
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